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Outskirts online journal
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Melville A Thomas
The Search for the Foundation of International Law Natural Law: a body of law determined by an innate human sense of justice Webster's Dictionary
Introduction The
search for the foundation of international law (1) is really a search for
its meaning and function in history. Traditionally, natural law
jurisprudence, Judaeo-Christian edicts and humanitarian values have had
the strongest historical influence on the international system that was
unified in medieval Europe by Roman and canon law.(2) This influence took
the form of normative restrictions on the arbitrary will of sovereign
monarchs that prevailed until the demise of a culturally united
Christian Europe in the seventeenth century.(3) Natural law principles
were revived three hundred years later, in 1945, in the United Nations
Charter.(4) But although this revival gave rise to international treaties
and conventions against injustice and crimes against humanity,(5) natural
law had long been considered an intellectual anachronism. Initially
expressed in classical and Judaeo-Christian teachings, and later
defined in medieval, Renaissance and, finally, Enlightenment thought,(6)
natural law was to find itself with little or no intellectual or moral
authority in the modern world. In the absence of a universally accepted
conception of natural law and human rights, international law, as it
developed after the Peace of Westphalia in 1648, has been without any
effective legitimate authority over independent sovereign states.(7) Since
the European Enlightenment of the eighteenth century legal theory has
been unable to supply or make good this deficit, despite (or perhaps
because of) its move towards pragmatism in the twentieth century.(8)
Organized into three parts this paper will re-evaluate critically both
the historical and theoretical foundations of international law in
order to consider how natural law and universal human rights can
acquire a new and effective legitimacy and a sound philosophical
coherence.
Part One will explain how the idea of natural law jurisprudence
influenced the development of classical and medieval conceptions of the
ius gentium or 'law of nations'. It will also explain how the religious
and humanistic natural law of Aquinas, Grotius and Roman Stoicism was
eventually replaced by a "naturalistic" natural law theory that was
derived from an Enlightenment concept of the "state of nature".
Paradoxically, a rational natural law theory ie., the "rights of man"
- emerged at a time when the nation-state became the highest source of
sovereignty, where no higher law could be appealed to with any real
authority. In Part Two it will be argued that an irreconcilable
contradiction in Enlightenment theory and practice emerged between
universal inalienable human rights and a 'particular' state
sovereignty, tending always to give priority to national interests. Two
hundred years later, international law scholars are still struggling to
resolve the same contradiction in a system that, on the one hand,
validates state sovereignty and yet, on the other, endorses basic
inalienable human rights. In this part it will be claimed that the
almost "rightless"(9) status of refugees in modern international law
indicates clearly that there is no morally or philosophically
consistent foundation to international law.(10) Part Three will explain why
this tension and conflict in current international law has finally
brought into question its real function and meaning. Many jurists are
now rejecting the restrictive Westphalian model, pointing to the gains
made by the international human rights movement. However, in the
conclusion it will be claimed that the for juristic thought to move
beyond the mindset of unreflective pragmatism and relativism, the idea
of state sovereignty as the highest source of legitimacy and authority
(even if based on the "will of the people") needs to be clearly refuted
juridically, philosophically and morally. The overall purpose of this
paper, then, will be to show that without a reformulated natural law
theory and its closely-argued, rigorous philosophical defence, the
science of modern jurisprudence will not be able to move beyond the
limitations of the statist paradigm to its true objective: a Law of
Nations respectful of the rights and independence of all nations,
whilst guarding the rights and liberties of a universal humanity.
Part One: Natural Law
According to the influential jurist Lassa Oppenheim, international law
is law between and not above states.(11) In contrast to municipal law,
international law is not based on a "sovereign political authority" but
on "common interests" ie., law defined by customary rules developed
over time by the common consent of states.(12) Oppenheim's state
sovereignty approach to the study of international law is based upon a
set of assumptions that increasingly appear erroneous. In a study of
"sovereignty and rights in the Western legal tradition", Kenneth
Pennington made the point that if individuals have inalienable rights,
"we must believe the sovereignty of the state can be compromised."(13)
History too puts a serious question mark against the positivist
interpretation of international law as law between and not above
states. As Pennington writes:
The horrors of the twentieth century have sparked a revival of interest
in transcendental systems of law. Many modern jurists have argued for
the superiority of norms over the positive law of the state. Today few
jurists would hold, as no jurist of medieval and early modern Europe
held, that positive law should reign supreme and untrammelled over all
other norms.(14)
The physical and moral crisis of 'total war', which shattered the
edifice of international order from 1939 to 1945, prompted a major
re-evaluation and reconsideration of the nature of international law.
This began with the International Military Tribunal's determination at
Nuremberg that
Crimes against international law are committed by men, not by abstract
entities, and only by punishing individuals who commit such crimes can
the provisions of international law be enforced
individuals have
international duties which transcend the national obligations of
obedience imposed by the individual state.(15)
The Charter, which empowered the International Military Tribunal with
jurisdiction over crimes against humanity and the judgments that were
to follow, as Hersch Lauterpacht points out, "constitute[d] the
recognition of fundamental human rights superior to the law of the
sovereign state."(16) With more recent criminal cases before international
tribunals and, eventually, the International Criminal Court,(17)
Lauterpacht's observation, made in 1950, is even more compelling. Yet,
the idea that individuals are not only answerable to a higher source of
obligation but also have fundamental rights that transcend positive
law, has been expressed in various ways throughout the course of
Western civilization's history. Part One will attempt to clarify how
natural law was developed in Western jurisprudence, theology and
political theory. The claim will be made that despite the shift from a
metaphysical and religious to a secular foundation, natural law, as an
evolving discourse, exhibited several defining continuities.
The concept and philosophy of natural law, from the classical Athenian
justification of the "rights of citizens"(18) to Ernst Bloch's defence of
"human dignity" in the twentieth century,(19) expresses an idea of justice
that transcends the state. In Stoic and Judaeo-Christian natural law,
justice can never be subordinate to a plebicitory or representative
democracy, nor to common social conventions, divine right of kings nor
any other "legitimate" authority. While the foundations of natural law
changed from "physical nature, to God, to reason, to human nature",
what was essential to all natural law principles was the notion that
law and justice are indivisible and universal.(20)
Influenced by the Greek Stoics, Roman lawyers articulated the view that
universal reason was the foundation for the ius naturale (law of
nature). Cicero, for example, understood the ius gentium (law of
nations), which regulated contractual relations throughout the Empire,
as being in harmony with the ius naturale.(21) And, of course, the
development of the ius gentium by Roman magistrates also reflected the
needs of an Empire that had to expand to maintain the pax Romana.(22) The
peace that lasted for three hundred years, from the establishment of
the Roman Empire under Augustus Caesar to the third century AD, was
achieved in part by flexible and pragmatic application of the ius
gentium.
Natural law, throughout the Byzantine Empire and Medieval Christian
Europe, was to be re-invigorated and blended with a Christian
theological worldview. During the later Middle Ages and Renaissance
periods (1300 to 1600), independent states emerged as sovereign
political entities in Europe.(23) The Church Canonists, during this time,
argued that the power of kings should be in harmony with the common law
of Europe (ius commune).(24) In Les Six Livres de la Republique, written in
1576, Bodin circumscribed the sovereign's will by appealing to natural
law, divine law and the law common to all people (the ius gentium).(25)
The Thirty Years' War of the seventeenth century heralded the collapse
of the supranational order of medieval internationalism. In this
chaotic world, the state appeared to Hugo Grotius, the founder of
modern international law,(26) to be the necessary embodiment of social
order and civil society. The only candidate, as it were, left standing.(27)
Clearly the murderous chaos of the Thirty Years' War motivated Grotius
to consider how a universal natural law, reformulated and more
embracing of secular and religious diversity, might provide the law of
nations with an ethical foundation that would restore order to a
European world at war.
It was the Peace of Westphalia in 1648 which marked the dawn of a new
international system, where independent states would be allowed to
pursue their interests on an equal juridical footing; and respect for
the sovereignty of states was thought to be essential to maintain
international order. The treaties of Westphalia were of immense
historical importance because they signified the transformation of
Europe into an international society of independent states.(28)
As the Church lost power in Europe, the doctrine of natural law
underwent a quiet transformation. This was the age of Enlightenment
when the grande bourgeoisie, at the beginning of the epochal movement
that would lead to the French Revolution, challenged the feudal state.(29)
The monarchs and aristocracies of the ancien regime, and their social,
economic and political order, were overthrown by the rise of industrial
and merchant capitalism. Hence, the secularisation and "naturalization"
of natural law theory occurred almost simultaneously with the
Scientific and Industrial Revolutions, the Enlightenment, the French
Revolution and the establishment of representative democracy. Theorists
of natural law in the seventeenth century, such as John Locke, had
clearly separated the law of nature from theology.(30) This secularization
of natural law was later to be expressed in the French Declaration of
the Rights of Man and Citizen, and the American Declaration of
Independence. This rational, secular expression of inalienable human
rights, in theory and practice, would legitimize the overthrow the old
elite in Europe. These were defining moments of the Enlightenment and
the new order, where "the people" or the nation or parliamentary
sovereignty replaced feudal power structures, giving rise to the
liberal capitalist state. But, paradoxically, the Enlightenment's
universal ideals of the Rights of Man were contained and constrained
within the sovereign nation state. The French Declaration of the
Rights of Man and Citizen made clear that "the source of sovereignty
resides essentially in the nation; no group, no individual may exercise
authority not emanating expressly therefrom."(31) The absolutist tendency
of national sovereignty thus gradually pervaded European thought. The
important point, then, is that natural law was no longer founded on
universal foundations as it had been in classical Greece and Rome and
in Medieval Europe. The Rights of Man were to become synonymous with
the will of the people and the nation state. The universal republic
(civitas maxima) was a fiction, the new fathers of international law
claimed, an irrelevant abstraction, with a long and venerable tradition
but no longer required.(32) The medieval synthesis of reason and revelation
had been eventually displaced by a reason without revelation by the
philosophes of the Enlightenment, who dismissed the idea that any
authority over autonomous sovereign states was legitimate or needed.
Part two: International Law and the Crisis of Modernity
The separation of the "is" and the "ought" in theory and practice
The secular conception of international law was originally conceived as
a natural law theory minus its Judaeo-Christian and Stoic universalism.
The Christian substance of order was replaced by scholars such as
Emmerich de Vattel(33) and Henry Wheaton(34) with another metaphysical
foundation the Enlightenment's 'state of nature.' Jurists like Vattel
and Wheaton effectively rejected the theorization of international
society.(35) Without a coherent conception of a substantive international
order, Enlightenment jurists achieved what no theorist in classical or
medieval Europe could have imagined: they removed from the law of
nations any higher ideal of international justice. The positivists of
the late nineteenth century and early twentieth century then went
further and removed the 'law of nature' ideology from the discipline
altogether. Charles De Visscher, in Theory and Reality in Public
International Law, written in 1953, explained what occurred:
As a reaction against a deformed and sterile law of nature, the
positivist theorists had the indisputable merit of offering a clear and
generally true picture of international relations in the period of
relative political stabilization that characterized the nineteenth
century. Their irremissible weakness was their moral indifference to
the human ends of power and their passive acceptance of the
individualism of sovereignties. Cutting norms off from their deepest
roots for the sole purpose of integrating them in a scientific but
purely formal system, they constantly desiccated and impoverished them. (36)
International law thus lost a "mediating principle" between sovereignty
and international society.(37) The demise of natural law, in conjunction
with a general move towards a positivistic jurisprudence, gave rise to
the sovereign-centric conception of international law. As De Visscher
explains:
[The positivist school's] avowed aim was to exclude all political
elements from the statements of legal norms, it adopted as the decisive
criterion of the validity of such norms the manifestations of will
proceeding from political authority. This attitude paralysed the
critical spirit and too often froze the law in positions ill adapted to
the profound changes demanded by the times.(38)
With the rise of totalitarian regimes the stability of the
international system was, according to De Visscher, destroyed. The
ethical bases of international law, largely ignored or taken for
granted by positivists, were meanwhile eroded. For jurists to continue
to ignore the "relationship between the social data and the rules
designed to govern them" is to pretend that international law is
somehow complete.(39) Its completeness, De Visscher suggested, is an ideal,
"a potentiality, like the aspiration to international community in
which it originates"(40) According to De Visscher international law could
only be understood by situating it within the complex realities of
international relations. Similarly, the classical realist school of
International Relations (Carr, Morgenthau, Keenan) was also dismissive
of the formalistic approach of the positivists.(41) However, like the
positivists, the classical realists abandoned all notions of higher
values. For the realist school of IR, international law was almost
irrelevant as governments, to quote Morgenthau, only "use international
law
for the promotion of their national interests, and to evade legal
obligations which might be harmful to them."(42) The study of international
law and international relations, though strangely never reconciled at
the academic level (except, perhaps, by De Visscher, a judge of the
International Court of Justice), essentially became the study of what
"is". The moral ought was buried in theory and, as the international
system collapsed, in practice. Whatever the conventional and emerging
theories of international law and international relations were claiming
as Europe entered into the second phase of another Thirty Years' War
(1914-1945), the reality for people without a national legal identity,
became, as George Steiner put it, a "Season in Hell."(43)
The Rightless
The consequence of the destruction of natural law, first in theory and
then in practice (sometimes the other way around) was predictable. The
'rightless' status of people in many states during the twentieth
century was directly attributable to the doctrine of state sovereignty,
as no higher law transcending the nation could be appealed to with any
real and convincing authority.
In The Origins of Totalitarianism, Hannah Arendt said that the plight
of refugees during the inter-war period was due to the ideology of the
nation-state.(44) The Enlightenment's Rights of Man were restricted, she
says, to those who identified with the culturally homogenous state. The
refugee, whether she be a "Jew or Trotskyite", was "singled out by the
perpetrator as scum of the earth [and] was received as scum of the
earth everywhere."(45) Arendt views the European refugee as having been, in
a sense, thrown out of legality. The refugee crises of the 1930s were
symptomatic of the "supremacy of the will of the state over all legal
and abstract institutions":(46)
The more the numbers of the rightless people increased the greater
became the temptation to pay less attention to the deeds of the
persecuting governments than to the status of the persecuted.(47)
Arendt's simple point is that for the rightless, that is to say,
refugees, stateless people and national minorities, the sovereign state
offered no guarantee or protection of their human rights and dignity.
The notion of inalienable rights including the most fundamental
right, the right to life could easily be removed from ideological or
alien "enemies within" by arbitrary fiat of the sovereign state:
The survivors of the extermination camps
could see that the abstract
nakedness of being nothing but human was their greatest danger. Because
of it they were regarded as savages and, afraid that they might end by
being considered beasts, they insisted on their nationality, the last
sign of their former citizenship, as their only remaining and
recognised tie with humanity
If a human being loses his political
status, he should, according to the implications of the inborn and
inalienable rights of man, come under exactly the situation for which
the declarations of such rights provided. Actually the opposite is the
case.(48)
Arendt's assessment of the swift degeneration of European civilization
into barbarism was explained thus: After the First World War the
Versailles Treaty and the League of Nations failed to restrain the
aggressive nationalism of competing national and imperialist
identities. The hegemonic nation-state had become an end in itself,
unrestrained by international law, enlightened reason or custom.(49) The
liberal idea of progress, reason and the Rights of Man, though having
classical and Judaeo-Christian universal origins, had become, since the
French Revolution, inseparably linked to the national sovereign state.
Fifty years after Arendt's Origins of Totalitarianism was first
published, the status of the refugee under international law,(50) and in
constitutional democratic nations, is still poorly defined, legally
weak and uncertain.(51)
The similarity between the legal status of the German Jews in the 1930s
and the situation of the refugee in international law was remarked upon
by Arendt: effectively "no law exists for them."(52) The Nazis could only
have murdered the Jews when they were stripped of all legal status.
Only then could they be herded into ghettos, later into trucks and rail
wagons and finally shot or gassed en masse in death camps. Only after a
condition of "complete righlessness" was imposed on them was it
possible for their right to life to be challenged.(53)
In the sombre assessment of George Steiner, the 'crisis of modernity'
and the death of the idea of natural law in the Holocaust was so
profound that it defied conventional understanding and sensibility.
"When it turned on the Jew" Steiner wrote in 1971, "European
civilization turned on the incarnation
of its own best hopes"(54)
The helplessness of international law in a time of war and Holocaust
must be understood within a particular historical continuum wherein
the secularisation of European society, including its sources of law
proved powerless against a nihilistic social and political order:
fascism.(55) Steiner points out that the Holocaust "was far more than a
political tactic, an eruption of lower middle-class malaise or a
product of declining capitalism":
Today exactly two hundred years [after Voltaire and the Enlightenment]
we find ourselves in a culture in which the methodical use of torture
towards political ends is widely established. We come immediately after
a stage of history in which millions of men, women, and children were
made into ash. Currently, in different parts of the earth, communities
are again being incinerated, tortured, deported. There is hardly a
methodology of abjection and of pain which is not being applied to
individuals and groups of human beings. That this should be the case is
catastrophic. The wide scale reversion to torture and mass murder, the
ubiquitous use of hunger and imprisonment as a political means, mark
not only a crisis of culture but, quite conceivably an abandonment of
the rational order of man.(56)
Part Three: The Human Rights Project in International Law after 1945
We the peoples of the United Nations
reaffirm a faith in fundamental
human rights, in the dignity and worth of the human person
(57)
The Genocide Convention and the institutions of international law that
currently exist to protect human rights, such as the International
Criminal Court, can be seen to be a desperate attempt to curb the
excesses of state absolutism and to prevent the negation of life such
as occurred under the Nazis. It seems inconceivable that after
Auschwitz and the Gulag, genocide has occurred again in Yugoslavia and
Rwanda. The simple fact is that when people are rendered legally
rightless by the State their only hope lies in international law to
uphold their inalienable rights. Unfortunately, the institutions of
international law are still politically and legally too feeble. The
political will to strengthen international law has yet to develop.
Nevertheless, the concept of universal human rights - which developed
out of the crisis of the Second World War, the Nuremberg Judgment and
post-Holocaust sensibility - has challenged the assumptions held by
previous generations of international lawyers who understood the
function of international law in quite different terms, eg the "balance
of power" and diplomatic niceties in pursuit of "national interests."
According to De Visscher, the affirmation of core values within the
community of nations must be incorporated into a juridical analysis. It
is clear from the text of the Preamble to the United Charter what these
core values are. The "authors of the Charter", De Visscher wrote, "saw
in respect for [human rights] the 'matrix of the whole ideological
structure of the new organization'":
This is plain from the Preamble, where the order of the text displays
the sequence of ideas. The clause that proclaims the faith of the
United Nations 'in fundamental human rights, in the dignity and worth
of the human person' was quite deliberately inserted between that in
which the peoples of the United Nations declare themselves 'determined
to save succeeding generations from the scourge of war', and the
paragraph asserting their resolution 'to establish conditions under
which justice and respect from the obligations arising from treaties
and other sources of international law can be maintained'. This was how
eminent the place of the rights of man was fixed in the order of
values. From the political point of view they stand forth as one of the
guarantees of peace; from the legal, as a condition closely linked with
respect for international law.(58)
Since De Visscher wrote his treatise in 1953, international human
rights law has finally intruded into matters that were once the sole
concern of the sovereign state. However, as Louis Henkin points out,
the Charter Preamble "links human rights with human dignity and in
effect justifies human rights as a state value by linking it to peace
and security."(59) The Charter thus, on the one hand, seeks to "reaffirm a
faith in fundamental human rights" and encourages "respect for human
rights and for fundamental freedoms" (Article1), while on the other, it
states that there shall be no intervention by the UN "in matters which
are essentially within the domestic jurisdiction of any state" (Article
2, paragraph 7). To elevate human rights above the state by explicitly
linking them to universal human dignity in the Preamble (ie., the
'worth of the human person') was a significant statement; the caveat,
in Article 2 of the Charter, however, largely preserved the system.(60)
This situation was clearly a contradiction. Human rights were universal
(though not defined in the Charter) and yet state sovereignty was
largely inviolable. Thus the same contradiction now becomes both
united- and inter- national, in conflict with the universal.
The final part of this essay will consider the extent to which
international human rights law since the Second World War has
challenged traditional interpretations of international law and
sovereignty, especially those interpretations based on a nation-state
raison d'etre. In this development, a vision of international law based
on universal human dignity is being deepened and legitimised. However,
many regressive theories and attitudes still have currency.
What is 'sovereignty'?
The claim to "sovereignty" is the ultimate expression of authority and
legitimacy. Viewed in this way, sovereignty is far from an abstraction.
From medieval society through to the modern secular state, the concept
of "sovereignty" has had an all-important influence on the development
of international law. Yet its legitimate source and expression - that
is, the sovereign ruler (the prince), the sovereign people, the
sovereign state, nature or God - has undergone a dialectical
development throughout history.(61)
Until the sixteenth century, juristic notions of sovereignty were
interpreted in light of the 'common law' (ius commune) of Europe. Yet
towards the end of the Renaissance, when religious and political
divisions and the pursuit of territorial aggrandizement created
international conflict,(62) the nature of sovereignty was to change. In a
subtle investigation of the development of sovereignty in the course of
Western political and legal history, FH Hinsley explains the
transformation that took place in Europe:
When the idea of sovereignty was first formulated, in ancient Rome, it
conspired with the continuation of the disorder and the need for
government which had produced it
When this concept was next
formulated, in Europe towards the close of the sixteenth century, its
discovery was similarly a response to social disorder and political
need ... But ultimately, if only when the thesis of popular sovereignty
seemed everywhere to be driving theories of ruler sovereignty from the
field, it was the doctrine of state sovereignty which prevailed.(63)
The schism that eventually developed between the monarchs and the
Papacy was mainly caused by the secular sources of the sovereign's
authority, which challenged canon law and ultimately deprived it of its
power over the sovereign realm. By the seventeenth century, this
schismatic tension led to the Reformation and, in effect, the demise of
the Catholic legal system. After the Peace of Westphalia in 1648, the
new hierarchy of order was based on the absolutization of the state, as
Martti Koskenniemi writes:
The State and a set of rights associated with it [was] the
professional a priori, the transcendental condition from which
discourse proceed[ed] and [it] was not subject to discussion.(64)
From a human rights perspective this historical development is
all-important because in the source of legitimate sovereignty lies the
only possible repository and defence of human rights. When legitimate
authority changes, so too does the source of rights.
Universal human rights, realism and 'national interests'
According to Fernando Teson, positivism still provides the most widely
accepted epistemological position for the 'realist' theory of
international legal obligation.(65) Modern positivists,(66) acutely aware of
the challenge of post-modern jurisprudence represented by 'New Stream'
scholars such as Martti Koskenniemi(67) and David Kennedy,(68) have had to
elaborate their empirical methodology to accommodate such phenomena as
non-derogable jus cogens(69) rules of international law. Philosophically,
however, positivism has changed very little since its expression in the
work of Vattel. Any challenge made to its presuppositions is met with
specious and disdainful objections.(70) Positivism's focus of inquiry and
basic premise is the will or consent of states.(71) Customs and treaties
are freely entered into by states in pursuit of their national
interest. Despite the assertion by legal positivists that their
methodology was descriptive and 'objective', it was never value-free.
Teson suggests that the underlying justification of the positivist
model of international law is in fact a "realist" political theory,
based on either a "Hobbesian position that nations are at (potential)
war with each other" or on a constitutional democratic liberalism.(72) With
the latter, legitimate legal and political authority resides in the
'people', represented by their government.(73) Teson argues that normative
realism is at the heart of legal positivism and international relations
theory. He thus exposes the other side of the realist position:
national interests will inevitably, in practice - speciously or
blatantly - override universal human rights claims.(74) The positivist
understanding of international law implicitly negates universal human
rights. It must, to be logically consistent, even find legitimacy in
the "legalised illegalities" of the Nazis.(75) Nineteenth and early
twentieth century positivists wrote at a time when the United Nations
and its ancillary human rights organs were not yet established, and
before peremptory norms jus cogens on genocide, apartheid and the
use of force gained recognition. While the post-war development of
international human rights has rendered the extreme positivist view
anachronistic in modern juristic thinking, the status of refugees
brings into focus the perennial tension between state sovereignty and
human rights. For the concept of human dignity enshrined in the United
Nations Charter to have universal application in international law it
must surely extend to people anywhere who are known by the
international community to be in a perilous position. For such a
development to occur national sovereignty will need to be compromised.
But would such a compromise contradict the underlying rationale of
state sovereignty? Fernando Teson thinks not:
Just as domestically the majority may not oppress minorities, so
internationally the majority may not direct its own government to
ignore the rights of individuals in other states. It follows that a
government's duty to maximise the preferences of the citizens it
represents cannot be a paramount and exclusive international duty.(76)
A corollary of this, according to Teson, is that "only a theory of
international morality firmly grounded on human rights can avoid the
pitfalls of realism. By extension, human rights (and not the rights of
states) provide the ethical foundation of international law."(77)
In the next section, we shall see why common law judges are beginning
to harmonise their domestic legal systems to the corpus of
international human rights law. As W Michael Reisman accurately points
out:
The international human rights program is more than a piecemeal
addition to the traditional corpus of international law, more than
another chapter sandwiched into traditional textbooks of international
law. By shifting the fulcrum of the system from the protection of
sovereigns to the protection of people, it works qualitative changes in
virtually every component.(78)
Deconstructing the legitimacy of state sovereignty: the interaction of the domestic and international legal orders
To say that no universal mechanism exists for the incorporation of
international law into domestic legal systems is merely to state the
legal and practical implications and limitations of an international
system based on sovereign statehood that is more than 350 years old. Of
course, how, eventually, international law is incorporated into
domestic law is the prerogative of individual sovereign states. The
dualist model, adopted in the United Kingdom, Canada, Australia and New
Zealand, though not the United States,(79) generally requires a separate
act of legislative will.(80) Nevertheless, the impact of international law
on domestic common law, though by no means uniform, ultimately
challenges international jurists as well as constitutional lawyers to
harmonize the two orders. In an illuminating essay, Justice Michael
Kirby, of Australia's High Court, claims that Commonwealth judges are
increasingly obliged to take into account international human rights
standards when formulating their decisions, particularly in cases where
there is ambiguity or uncertainty in a statute or in the common law.(81)
His interpretative approach to judicial trends will now be considered,
along with one of the cases to which he refers.
The High Court of Australia's decision in Mabo v Queensland (No2),(82)
according to Kirby, exemplifies the impact of the growing international
human rights jurisprudence on domestic law. In this case one of the
judges said that it would undermine the common law to entrench
discriminatory principles that were against international law.(83) Since
Australia has ratified the International Covenant on Civil and
Political Rights and the first Optional Protocol, where individuals can
seek remedies at the international level, these treaties must be seen
to have a very real influence on the common law. In finding
international law a "legitimate and important influence on the common
law", Justice Brennan recommended that such an influence should be
brought to bear "when international law declares the existence of
universal human rights. A common law doctrine founded on unjust
discrimination in the enjoyment of civil and political rights demands
reconsideration."(84) In considering the precise nature of this development
and how far it might go, Justice Kirby explains the competing
considerations that Australian and other Commonwealth judges
increasingly have to weigh up:
Cautiously, the courts of Australia, New Zealand and England have begun
to edge towards a new technique appropriate to the coming millennium.
The full evolution of the technique has not yet been achieved. All of
the difficulties have not yet been perceived, still less overcome
But
we must earn the privilege of being worthy inheritors of this tradition
by the response we give to harmonising domestic and international law
in a principled manner.(85)
What these developments indicate is simply that human rights norms, as
defined by international law, may be interpreted by Commonwealth courts
(despite constitutional constraints) as norms that have to be
considered in certain circumstances, even though they are not directly
incorporated into domestic law. In so doing, common law judges, whether
they realise it or not, are deconstructing the legitimacy of state
sovereignty as the expression of absolute legal and political
authority. The fact that citizens in some states can now look to
international law as a protector of their inalienable rights indicates
that a new foundation for the law of nations is gaining legitimacy and
philosophical respectability. Present day American 'New Haven' scholars
such as Richard Falk, Brad Roth and W Michael Reisman have attempted to
explain this new direction that the law of nations has taken. Their
important contribution to international legal scholarship will conclude
the final part of this paper.
New Haven's Global Human Rights: A 'Constitutive' Process
Before proceeding it needs to be remembered that New Haven scholars
were not the first in international law studies to criticise
positivism's statism argument. International legal scholarship and
jurisprudence during the inter-war period and immediately after the
Second World War was astir with critical re-evaluation. For example, in
The Renascence of International Law, Manfred Nathan, writing in 1925,
was pessimistic about the future of international law.(86) European
relations were heading toward an "anarchic" and "purposeless"
breakdown.(87) His stated motivation for writing was, he said, "to arouse
matters which
are of immense importance to the welfare of the world
and the advancement of humanity."(88) Just over twenty years later, in the
fourth edition to The Law of Nations, JL Brierly argued that
international law should help to realize a "saner international order."(89)
His text exemplifies the modernist's rejection of positivism and
absolute state sovereignty as being symptomatic of a self-destructive
European nationalism.(90) Brierly claimed that the doctrine of the
equality, independence and absolute sovereignty of states was based on
the mistaken assumption that absolute legal and political authority
should reside in one institution (ie., the state in this instance).(91)
Arguably the most significant jurisprudential move away from the
statist paradigm in the twentieth century is to be found in the work of
the American 'New Haven' scholars, who, after the Second World War,
made an intellectual break with positivism and attempted to link human
dignity to world public order.(92) Myres McDougal and Harold Lasswell
established a new intellectual enterprise that was consistent with the
post-war development of universal human rights. "Our overriding aim",
they wrote in 1959,
is to clarify and aid in the implementation of a universal order of
human dignity. We postulate this goal, deliberately leaving everyone
free to justify it in terms of his preferred theological or
philosophical tradition.(93)
What was distinct about the New Haven school was its unorthodox
conception of the purpose, function and process of international law.
The New Haven model of international law is an abstract process of
authoritative decision-making informed by the values of human dignity
and respect.(94) The original New Haven scholars inspired other theorists
such as Richard Falk who has attempted to describe this current
transitional phase.(95) Falk identifies the Nuremberg Judgment as the
standard for the modern world order.(96)
In more recent attempts to re-define international law, scholars such
as Gregory Fox and Brad Roth claim that the post-Cold War era has
witnessed the legitimate involvement of international law in the
process of global democratization.(97) The scholarship in this area
suggests that there is an emerging principle of democratic entitlement
in international law. Fox and Roth claim that the insertion of
"participatory rights" in treaty law (Article 25, International
Covenant on Civil and Political Rights) as well as the United Nation's
involvement in election monitoring, may have given rise to a new
standard in international law whereby legitimate authority resides in a
liberal democratic government.(98) It is "the people's sovereignty rather
than the sovereign's sovereignty" which should now be protected by
international law.(99) However, few answers are provided by these scholars
about the possible conflict of interests and priority between
sovereignty (based on either the most enlightened prince or the most
enlightened democratic majority) and universal human rights claims.
That the absolute sovereign state is now being challenged, after 350
years, by a universal human rights movement is a phenomenon that
demands far more serious and probing investigation in legal,
philosophical and historical terms.
Conclusion: a 'natural law' foundation
In the final section of this essay it was argued that when taken to its
logical conclusion state sovereignty, as an expression of legal
authority, tends to become absolute, thus compelling jurists to accept
and even legitimize the marginalization of universal human rights when
in conflict with national interests. However, many jurists now reject
this tendency. Pointing to the gains made by the international human
rights movement in developing the International Bill of Rights, a
growing number of modern legal scholars find the notion of sovereign
statehood, as an absolute value, to be untenable. If modern scholars
are increasingly compelled to move away from a positivist/Westphalian
conception of international law, what, then, will be the foundation of
this law?
From the inception of the law of nations in antiquity, scholars and
philosophers of law, while appealing to various metaphysical
foundations universal reason, God, or Nature have attempted to
dignify a universal law with an authority that transcends the sovereign
state, pragmatic rationalizations, or "nationalized" justice. Often
desperately invoked after periods of intense crisis and upheaval, then
dusted off and re-formulated anew, is a principle of natural law whose
origins go further back than the Nuremberg Judgment (1945) or the Peace
of Westphalia (1648) or even the Justinian Code (AD 533). The genesis
of a certain conception of international justice that has persisted
throughout history and philosophy was expressed in appropriately lofty
terms by Cicero:
True law is indeed right reason
It is not lawful to alter this law,
to derogate from it or repeal it. Nor can we possibly be absolved from
this law, either by the senate or the people; nor may we seek any other
standard by which it may be explained or interpreted. It cannot be one
law for Rome and another for Athens, one thing today and another
tomorrow; but it is a law eternal and unchangeable for all people and
in every age
(100)
Throughout history, jurists have emphatically restated this natural law
principle. Bodin in 1576. Grotius, who, in 1625, appealed to reason
(citing the work of Cicero) and revelation as sources of order, to halt
the murderous chaos of the Thirty Years' War.(101)
With the collapse of the Westphalian system in the First World War, the
ideals of natural law - though not explicitly included in the League of
Nations Covenant - were required of nations aspiring to join the
League. They were, despite the hypocrisy of the system, a direct
intrusion into domestic jurisdiction. For example, under the Polish
Minorities Treaty: "Polish nationals who belong to racial, religious or
linguistic minorities shall enjoy the same treatment in law and in fact
as the other Polish nationals."(102) Natural law was later explicitly stated
at the Nuremberg Trials, in the Preamble to the United Nations Charter
and in the Universal Declaration of Human Rights. So what, finally, is
natural law? And how can it be made more relevant and effective in the
modern world?
Broadly speaking natural law, as a theory of justice, expresses the
belief in a source of obligation that is higher than the state. This
was the basis on which the Nuremberg Judgment (or "Nuremberg promise",
as Richard Falk described it) was founded. It is also the only real
justification for the existence of the International Criminal Court.
While the natural law project is far from complete, empirically and
pragmatically it has undermined the logic of the Westphalian system.
However, until genocide, and the preconditions for genocide, can be
stopped by international law the project will remain 'aspirational'.
International law has set certain standards about human dignity to
which the domestic legal orders often do not satisfy. However, this is
the inevitable tension between the moral "ought" and the factual "is",
which the positivists and realists have ignored or derided. This
tension or the gap between the true substantive order (universal
human dignity) and the empirical, pragmatic order (sovereign state
interests) is the only real, existential field of any genuine legal
science. As Voegelin put in The Nature of the Law:
Legal rules are meant to be "norms", and their purpose with regard to
social order is "normative". [The science of law] must try to isolate
the normative component in the meaning of legal rules
. There is
.
the tension in social order between standard and achievement, between
the achievement and the potentiality of falling short of it, between a
groping for the knowledge of order and the crystallization of that
knowledge in articulate rules, between order as projected and the order
as realised, between what ought to be and what is.(103)
Natural law is established and made effective in the ontological and
juridical sense when people are freed from slavery, apartheid,
degradation and persecution. It cannot be understood in merely
abstract, formulaic legal terms. While the requirements for any
effective and respected international law must, of course, have a
pragmatic and utilitarian dimension, natural law has always insisted on
a more generous moral intention; and so it must today. A universal
vision of one humanity, in the age of globalisation, mass population
displacement, global warming, ethnic cleansing and AIDS, is the moral
dimension necessary for a natural law foundation of international law.
But it can only be achieved by going beyond mere law, to the acceptance
by all of us of our common humanity. Which is really to say that any
workable Law of Nations will need both the moral "spirit" and legal
"letter" of the law. Certainly, as Robert Kennedy, one-time US Attorney
General, well understood, "you cannot legislate morality." And here
also we can recall also the wisdom of another famous American, Abraham
Lincoln, who knew that the final appeal to preserve our humanity in the
real world of politics and law would require nothing less than an
appeal to the "better angels of our nature".(104)
Melville A Thomas is Associate Lecturer, School of Indigenous Studies,
The University of Western Australia. This paper was presented at the
Diversity Dialogues Conference at the University of Western Australia,
July 29 2004.
Endnotes
1. The term 'international law' has only been used since the
mid-nineteenth century. However, international law as a phenomenon and
body of rules has its genesis in Hellenic customary international law
and the Roman ius gentium (law of nations). On this see C Phillipson
The International Law and Custom of Ancient Greece and Rome, 2 volumes
(London: Macmillan and Company, 1911). Before the nineteenth century
the term used by publicists was 'law of nations' or ius gentium.
2. Known collectively as the ius commune or common law of Western
Europe. On this see K Pennington The Prince and the Law 1200-1600:
Sovereignty and Rights in the Western Legal Tradition (Berkley:
University of California Press, 1993). See also HD Hazeltine 'Roman and
Canon Law in the Middle Ages' in JR Tanner, CW Previte-Orton and ZN
Brooke (eds) The Cambridge Medieval History Volume V 'Contest of Empire
and Papacy' (Cambridge: Cambridge University Press, 1926) 697-702.
3. See AW Ward 'The Outbreak of the Thirty Years' War' in AW Ward, GW
Prothero and S Leathes (eds) The Cambridge Modern History Volume IV
'The Thirty Years' War' (Cambridge: Cambridge University Press, 1907)
1-34. See also TL Knutsen A History of International Relations Theory
(Manchester: Manchester University Press, 1992) 69-80.
4. The Charter's Preamble states: "We the peoples of the United Nations
determined to save succeeding generations from the scourge of war,
which twice in our lifetime has brought untold sorrow to mankind, and
to reaffirm a faith in fundamental human rights, in the dignity and
worth of the human person
" See Charles De Visscher's interpretation
of the Preamble in Theory and Reality in Public International Law
trans. PE Corbett (Princeton: Princeton University Press, 1957)
124-129. For a contrasting view see L Henkin International Law:
Politics and Values (Dordrecht: Martinus Nijhoff Publishers, 1995) 174.
5. See, for example, The Convention on the Prevention and Elimination of the Crime of Genocide 1948, 78 UNTS 277.
6. On the history of natural law see E Bloch Natural Law and Human
Dignity trans. DJ Schmidt (Massachusetts: The MIT Press, 1988) 10-16,
17-25, 45-47, 61-63.
7. N Polat 'International Law, the Inherent Instability of the
International System' (1999) 19(1) Oxford Journal of Legal Studies 51,
53.
8. Koskenniemi argues that the modern lawyer "hold[s] a consensualist
and non-consensualist view about sources [and] thinks of treaties,
custom and general principles as binding because they express consent
and because they express justice." See M Koskenniemi From Apology to
Utopia, The Structure of International Legal Argument (Helsinki:
Finnish Lawyers' Publishing Company, 1989) 139-140. See also David
Kennedy's critique of the post-war generation of international law
scholars in the United States in 'A New Stream of International Law
Scholarship' in AJ Beck, AC Arend and RD Vander Lugt (eds)
International Rules, Approaches from International Law and
International Relations (Oxford: Oxford University Press, 1996) 231-235.
9. This expression was used by Hannah Arendt to describe the status of
refugees in Europe during the 1930s. See H Arendt The Origins of
Totalitarianism (New York: Harcourt Brace Jovanovich, 1979) 292-293.
10 The intellectual confusion about the "foundation" of international
law is exemplified in Louis Henkin's International Law: Politics and
Values supra n 4, 99-108. The international system, he claims, is a
states' system and yet, he points out, state values "autonomy,
inviolability, equality" - are increasingly being eroded by, amongst
other things, the international human rights movement. The
contradiction in theory and practice between a community of nations
(interdependence) and independence (state sovereignty) has no coherent
theoretical or jurisprudential construction in Henkin's work. The
scholarship of critical theorists such as Martti Koskenniemi (supra n
8, 131-187), which exposes this unresolved contradiction in modern
doctrine, is ignored.
11. L Oppenheim International Law: A Treatise, Vol I, 6th edition, H Lauterpacht (ed) (London: Longmans, 1947) 35.
12. Ibid, 11-12,16-18.
13. Pennington supra n 2, 288.
14. Ibid, 120 - 121.
15. Trial of the Major War Criminals Before the International Military
Tribunal, Nuremberg, November 14 1945 - October 1 1946, Volume 1, 223
(emphasis added). See also the Texts for the Establishment of an
International Military Tribunal and Annexed Charter. Article 6 defined
three offences (a) Crimes against peace, (b) War crimes, and (c) Crimes
against humanity.
16. H Lauterpacht International Law and Human Rights (London: Steven
and Sons, 1950) 38. For similar interpretations of the Nuremberg
judgment see also R Falk Revitalizing International Law (Ames: Iowa
State University Press, 1989) 220-223; Pennington supra n 2, 289-290;
and M Moskovitz Human Rights and World Order (New York: Oceana
Publications, 1950) 164.
17. For a case decided by the Yugoslav Tribunal see Proctor v Anto
Furundzija United Nations International Tribunal 10 December 1998 No.
IT-95-17/I-T10
http://www.un.org/icty/furundzija/trial2/judgment/main.htm. For a
commentary on the Hague Tribunal see G Robertson Crimes Against
Humanity The Struggle For Global Justice (Ringwood: Penguin Books,
2000) 285-323. The Hague Tribunals are ad hoc bodies. Both the
Yugoslavian and Rwandan Tribunals are vested with 'the power to
prosecute persons responsible for serious violations of international
humanitarian law'. See also Slobodan Milosovic v The State of the
Netherlands (2002) 41 ILM 86. The tribunal's web page is at:
http://www.un.org/icty/. The Statute of the International Criminal Court Treaty was adopted in
Rome on 17 July 1998. It entered into force on July 1 2002. Under
Article 5, the jurisdiction of the court is limited to genocide
(Article 6), crimes against humanity (Article 7), war crimes (Article
8) and aggression (Article 9). See also the International Criminal
Court's web page at: http://www.icc-cpi.int/.
18. On this see AS Rosenbaum The Philosophy of Human Rights International Perspectives (London: Greenwood Press, 1987) 9-10.
19. See Bloch supra n 6. According to V Geoghegan the object of Bloch's
critique is dehumanisation. Hence "natural law cannot be outdated." See
V Geoghegan Ernst Bloch (London: Routledge, 1996) 135.
20. See DJ Schmidt's introduction to E Bloch's Natural Law and Human Dignity ibid, xiv xv.
21. See Cicero 'The Laws', extracts reprinted in MR Ishay The Human
Rights Reader (New York: Routledge, 1997) 24-29. According to Cicero:
"True law is indeed right reason, conformable to nature, pervading all
things, constant, eternal
It is not lawful to alter this law, to
derogate from it or repeal it. Nor can we possibly be absolved from
this law, either by the Senate or the people; nor may we seek any other
standard by which it may be explained or interpreted. It cannot be one
law for Rome and another for Athens, one thing today and another
tomorrow; but it is a law eternal and unchangeable for all people and
in every age; it becomes as it were general master and governor, the
one God of all, itself its own author, promulgator, and enforcer. He
who does not share this sentiment flies from himself and nature as a
man despised." The original source of this is not known. It has,
according to Cowell, survived in secondary sources. He suggests that it
is either from the Laws or the Commonwealth. I have cited it from FR
Cowell Cicero and the Roman Republic Harmondsworth: Penguin Books,
1964) 354-355.
22. Maine claims that "[t]he Roman Law transformed a large number of
the ideas of a great portion of the world; but its own transformation
from a technical to a plastic system was one of the results of the
so-called Roman Peace
during which the Law of Nations or Nature
transformed itself into an ideal system specially distinguished by
simplicity and symmetry
[It] became a standard for the legal
institutions of all systems of jurisprudence." See H Maine
International Law A Series of Lectures Delivered Before The
University of Cambridge 1887 (London: John Murray, 1888) 29-30.
23. See, generally, J Kirshner The Origins of the State in Italy
1300-1600 (Chicago: The University of Chicago Press, 1995); AG
Smith The Emergence of a Nation State The Commonwealth of England
1529-1660 (Harlow: Lonngman House, 1985) 18-26; JR Strayer On the
Medieval Origins of the Modern State (Princeton: Princeton
University Press, 1970) 9-10, 15-17, 23, 89-111.
24. Pennington supra n 2, 288.
25. Bodin's limit on sovereignty was expressed thus: "For if we say
that to have absolute power is not to be subject to any law at all, no
prince of this world will be sovereign, since every earthly prince is
subject to the laws of God and of nature and to various human laws that
are common to all people." See J Bodin On Sovereignty Four Chapters
From 'The Six Books of the Commonwealth' translated and edited by JH
Franklin (Cambridge: Cambridge University Press, 1994) 10. See also JH
Franklin 'Sovereignty and the Mixed Constitution: Bodin and His
Critics' in JH Burns (ed) The Cambridge History of Political Thought
1450-1700 (Cambridge: Cambridge University Press, 1991) 298-328.
According to some historians Bodin's theory of sovereignty was
incoherent since "law is at once the will of the sovereign and an
expression of eternal justice; yet the two may be in conflict." See
especially GH Sabine and TL Thorson A History of Political Theory, 4th
edition (Illinois: Dryden Press, 1973) 379-380.
26. For three hundred and fifty years jurists have referred to Hugo
Grotius as the "Father of the law of nations" or the founder of
international law. The writers listed below either say this or
acknowledge the significance of his major work De Jure Belli Ac Pacis.
From the eighteenth century see: CV Bynkershoek Quaestionum Juris
Publici Libri Duo trans. T Frank (New York: Oceana Publications, 1930)
Book I, Chapter I, Sections 2, 3, and 4, 15-17; E de Vattel The Law of
Nations or the Principles of Natural Law Applied to the Conduct and the
Affairs of Nations and Sovereigns trans. CG Fenwick (Washington:
Carnegie, 1916) 'Preface', 4a-5a. From the ninteenth century see: H
Wheaton Elements of International Law, 8th edition, RH Dana (ed)
(Washington: Carnegie, 1936) 3-5; WE Hall A Treatise on International
Law, 3rd edition (Oxford: Clarendon Press, 1890) n 3, 579. From the
twentieth century see: J Westlake International Law (Cambridge:
Cambridge University Press, 1910) 12-13; MN Nathan The Renascence of
International Law (London: Sweet and Maxwell, 1925) 10; Oppenheim supra
n 11, 5, 87; G Fenwick International Law, 3rd edition (New York:
Appleton-Century Crofts, 1948) 51-53; JL Brierly The Law of Nations
An Introduction to the Law of Peace, 4th edition (Oxford: Clarendon
Press, 1949) 28-35; R Falk Revitalizing International Law (Ames: Iowa
State University Press, 1989) 19-20.
27. H Grotius De Jure Belli Ac Pacis, trans. FW Kelsey (Washington: Carnegie, 1925), Book II, Chapter V, Section XXIII, 253.
28. The peace treaties were signed at Munster and Osnabruck on October
2nd 1648 bringing an end to the Thirty Years' War in Europe. See 'The
Articles of the Treaty of the Peace, signed and sealed at Munster, in
Westphalia, October 24th, 1648' in The Consolidated Treaty Series, Vol
1 1648-1649 (Oceana Publications, 1969). See also Ward supra n 3.
1-34; TL Knutsen supra n 3, 418-419.
29. On this see: J Bowle A History of Europe (London: Martin Secker and Warburg Ltd, 1979) 483-495.
30. J Locke Two Treatises of Government edited with an introduction and
notes by P Laslet (Cambridge: Cambridge University Press, 2004).
31. The French Declaration of the Rights of Man and Citizen article 3,
reprinted in MR Ishay The Human Rights Reader (New York: Routledge,
1997) 138-140. For the original version of the seventeen articles of
the Declaration Des Droits de L'Homme et du Citoyen see S Robbins (ed)
Law: A Treasury of Art and Literature (New York: Harkavy Publishing
Service, 1990) 139.
32. In 1836 the American jurist Henry Wheaton declared: "There is
no
universal law of nations, such as Cicero described in his treatise De
Republica, binding upon the whole human race which all ages and
countries, ancient and modern, savage and civilized, Christian and
Pagan, have recognised in theory or in practice, have professed to
obey, or have in fact obeyed." See H Wheaton Elements of International
Law, 8th edition, RH Dana (ed) (Washington: Carnegie, 1936) Part I,
Chapter I, Section 9, 11-12; Section 11, 15-16.
33. In 1758, Vattel, the Swiss diplomat wrote: "Since Nations are
composed of men who are by nature free and independent, and who before
the establishment of civil society lived together in the state of
nature, such Nations or sovereign States must be regarded as so many
free persons living together in the state of nature." See E de Vattel
The Law of Nations or the Principles of Natural Law Applied to the
Conduct and the Affairs of Nations and Sovereigns trans. CG Fenwick
(Washington: Carnegie, 1916) 'Introduction', Section 4, 3.
34. Wheaton rejected Grotius's natural law theory and argued that the
utilitarian principle of "general happiness" is the real foundation of
the law of nations as it is in accord with 'nature':
"International law, as understood among civilized nations, may be
defined as consisting of those rules of conduct which reason deduces,
as consonant to justice, from the nature of the society existing among
independent nations; with such definitions and modifications as may be
established by general consent." Supra n 32, Part I, Chapter I, Section
9, 11-12. The contradiction implicit in this statement is
self-evident, as Koskenniemi points out: "Such a construction allows
recourse to descending arguments about justice, reason etc. as well as
ascending points about consent, independence etc. which can always be
presented as "modifications" of the former. No primacy between the two
is established but harmony between them is assumed. The system is
infinitely flexible. Anything goes as anything may be referred to
justice or consent. The substance of the work hides this indeterminacy
as it amounts to an impressive historiography of State behaviour." See
Koskenniemi supra n 8, 115.
35. However, as Janis points out, "the struggle with universality"
evident in the writings of Grotius, Vattel, Wheaton and Oppenheim had
totally lapsed by the time Ian Brownlie wrote his late twentieth
century text book Principles of Public International Law (Oxford:
Oxford University Press, 1998). Brownlie, Janis notes, "addresses
neither cultural or legal diversity. Instead Brownlie moves further
along [the] positivist course
'the all-important evidences of the
existence of consensus among states concerning the particular rules or
practices.'" See MW Janis 'Religion and the Literature of International
Law' in MW Janis (ed) The Influence of Religion on the Development of
International Law (Dordrecht: Martinus Nijhoff Publishers, 1991) 80.
36. C De Visscher Theory and Reality in Public International Law trans.
PE Corbett (Princeton: Princeton University Press, 1957) 124-129.
37. See N Polat's argument in 'International Law, the Inherent
Instability of the International System' (1999) 19(1) Oxford Journal of
Legal Studies 51, 51-55.
38. Ibid, xi.
39. Ibid, 138.
40. Ibid.
41. Classical realism is explained in RJ Beck, AC Arend and RD Vander
Lugt (eds) International Rules Approaches from International Law and
International Relations (New York: Oxford University Press, 1996)
94-109. In the preface to this book the authors explain why
international law and international relations became discrete academic
disciplines. "For nearly three hundred years, scholars commonly
examined international phenomena through the lens of international law.
Even during much of the twentieth century, international legal
approaches were popularly so employed. After World War II, however, the
study of international law essentially became alienated from that of
political science. Indeed, only recently have scholars of International
Law and International Relations made conspicuous efforts to end this
estrangement." (p. vii). See also EH Carr The Twenty Years' Crisis
1919-1939 (London: MacMillan, 1991).
42. Hans J Morgenthau Politics Among Nations: The Struggle for Power and Peace cited in Beck et al ibid, 95-96.
43. G Steiner In Bluebeard's Castle Some Notes Towards a Re-definition of Culture (London: Faber and Faber, 1971) chapter two.
44. H Arendt The Origins of Totalitarianism (New York: Harcourt Brace Jovanovich, 1979) 290-302.
45. Ibid, 269.
46. Ibid, 275.
47. Ibid, 292-293.
48. Ibid, 300.
49. Ibid, 272-276.
50. See Article 1A (2) of the Convention Relating to the Status of
Refugees (1951) 189 UNTS 137, 152. In an article for the London Review
of Books, J Harding noted a disparity in the number of asylum seekers
taken in by countries such as Britain, France, Germany and Canada. He
made the point that the Convention is constantly interpreted according
to the "political priorities of signatory states." See J Harding 'The
Uninvited' (2000) 22(3) London Review of Books 11. Jeremy Harding's
article has subsequently been adapted into a book-length version. See J
Harding The Uninvited, Refugees at the Rich Man's Gate (London: Profile
Books, 2000). On the "protection" afforded refugees under international
law since the 1951 Convention see, generally, J Hathway The Law of
Refugee Status (Toronto: Butterworths, 1991) 6-10. See also L Gordenker
Refugees in International Politics (London: Croom Helm, 1987) 31; GS
Goodwin-Gill The Refugee in International Law (Oxford: Clarendon Press,
1983) 215-231. For a more critical analysis see: J Habermas Between
Facts and Norms, Contributions to a Discourse Theory of Law and
Democracy (Cambridge: Polity Press, 1996) 491-515; S Goulbourne (ed)
Law and Migration (Chettenham: Edward Elgar Publishing, 1998) ix-xvii.
51. According to Justice French of Australia's Federal Court: "The
power to determine who may come into Australia is so central to its
sovereignty that it is not supposed that the government of the nation
would lack under the power conferred upon it directly by the
Constitution, the ability to prevent people not part of the Australian
community, from entering." See Ruddock v Valdaris [2001] FCA (18
September 2001) per French J at 193. On the Howard Government's
"Pacific Solution" to boat people see, especially, M Flynn and R
LaForgia "Australia's Solution to Asylum Seekers" [2002] LAWASIA
Journal, 31-43. Refugees are still denied a coherent legal identity in
international law, which, as Louis Henkin points out, only "affords a
refugee half a right (or less)": "[A person] has the right to become a
refugee, not the right to cease to be one. Indeed the right to become a
refugee is itself half a right at most
The refugee has no right to
enter any country unless that state consents to his entry, a stark
expression of the fundamental state value of autonomy and
impermeability. A person who has exercised the right to leave, then
loses the human rights he had in his country of origin. He would enjoy
human rights in another country if that country admitted him. But until
a country consents to admit him, the refugee's rights fall between
states; he (she) is in a human rights "no-man's land"
The closed border
remains the ultimate state value, and even for refugees human
values penetrate only by consent, by grace, not by compulsion of
international law." See: L Henkin International Law: Politics and
Values (Dordrecht: Martinus Nijhoff Publishers, 1995) 195.
52. Arendt supra n 44, 295-296.
53. Ibid, 296.
54. Steiner supra n 43, 42.
55. See I Muller Hitler's Justice The Courts of the Third Reich
(Cambridge: Harvard University Press, 1991) and G Balakrishnan The
Enemy An Intellectual Portrait of Carl Schmidt (London: Verso: 2000)
190-201.
56. Steiner supra n 43, 42-48.
57. United Nations Charter, signed at San Francisco, 26th June 1945.
58. De Visscher supra n 36, 125-126 (footnote omitted).
59. Henkin supra n 50, 174 (emphasis added).
60. For an assessment of how Article 2 paragraph 7 has been interpreted
since 1945 and the extent to which there has been an erosion of the
"reservation of domestic jurisdiction" see I Brownlie Principles of
Public International Law (Oxford: Oxford University Press, 1998)
294-297, 557-558. See also G Robertson Crimes Against Humanity, The
Struggle for Global Justice (New York: Penguin Books, 2000) 24-26.
61. R Falk 'Sovereignty' in J Krieger (ed) The Oxford Companion to
Politics of the World (Oxford: Oxford University Press, 1993) 852-853.
62. TK Rabb (ed) The Thirty Years' War, 2nd edition (Lexington: DC Heath and Co, 1972) ix-xxiii.
63. FH Hinsley Sovereignty, 2nd edition (Cambridge: Cambridge University Press, 1986)126-127 (emphasis added).
64. Koskenniemi supra n 8, 107.
65. FR Teson 'Realism and Kantianism in International Law' (1992) ASIL Proceedings 113.
66. Positivists assert that international law is "law" solely because
it is based on the consensus of independent sovereign states as law
between them. Of course all modern positivists have dispensed with the
law of nature ideology (ie. social contract theorising) that initially
inspired them (ie. Vattel). See, for example, M Byers Custom, Power and
the Power of Rules (Cambridge: Cambridge University Press, 1999)
166-203.
67. See, for example, Koskenniemi supra n 8.
68. See, for example, D Kennedy 'International Legal Education' (1986) Harvard International Law Journal 361.
69. Translated from the Latin jus cogens means compelling law. Under
the Vienna Convention of the Law of Treaties, jus cogens (or peremptory
norms) are rules of international law that cannot be derogated from by
any state, such as the prohibition of the use of force.
70. For example, the "disquiet" and unease felt by international
lawyers with regard to the 'deviant strands' 'New Stream' and
Feminist legal theorists is addressed by M Byers supra n 66, 45-46,
210-213.
71. See Oppenheim supra n 11, 92-93.
72. Teson supra n 65, 113-114.
73. Ibid, 113-114.
74. Ibid, 116-117.
75. Note the Hart/Fuller debate: H Hart 'Positivism and the Separation
of Law and Morals' (1958) 71 Harvard Law Review 593; L Fuller
'Positivism and Fidelity to Law A Reply to Professor Hart' (1958) 71
Harvard Law Review 630.
76. Teson supra n 65, 117.
77. Ibid, 118.
78. W Michael Reisman 'Sovereignty and Human Rights in Contemporary
International Law' in GH Fox and BR Roth (eds) Democratic Governance
and International Law (Cambridge: Cambridge University Press, 2000) 250.
79. On this see RMM Wallace International Law (London: Sweet and Maxwell, 1997) 36-58.
80. Note the majority decision of the Federal Court of Australia in Nulyarimma v Thompson (1999) 165 ALR 621.
81. M Kirby 'The Impact of International Human Rights Norms: A Law
Undergoing Evolution' (1995) 25(1) The University of Western Australia
Law Review 30, 32-48.
82. Mabo v Queensland No 2(1992) 175 CLR 1.
83. Ibid, per Brennan J at 42.
84. Ibid.
85. Kirby supra n 81, 45.
86. M Nathan Renascence of International Law (London: Sweet and Maxwell, 1925) v-vi.
87. Ibid.
88. Ibid.
89. JL Brierly The Law of Nations An Introduction to the Law of Peace, 4th edition (Oxford: Clarendon Press, 1949 'preface'.
90. Ibid, 13-17. On why Brierly was a 'modernist' see Koskenniemi supra n 8, 139-141.
91. Brierly ibid, 14-16.
92. See, especially, MS McDougal, HD Lasswell and L Chen Human Rights
and World Public Order, the Basic Policies of An International Law of
Human Dignity (New Haven: Yale University, 1980) xvii-xxiv. See also
Harold Lasswell's introduction to WM Reisman and BH Weston (eds) Toward
World Order and Human Dignity, Essays in Honour of Myres S McDougal
(New York: The Free Press, 1976) xiii xviii. For critical appraisals
of the New Haven school see: Koskenniemi supra n 8, 170-178; P Allott
Eunomia New Order for a New World (Oxford: Oxford University Press,
1990) xviii-xix. As to why McDougal et al were anathema to Cambridge
scholars see C Warbrick's introduction to P Allott et al Theory and
International Law: An Introduction (London: The British Institute of
International and Comparative Law, 1991) xi-xii. The extent to which
McDougal and his co-authors are still influential is exemplified by M
Byers' Custom, Power and The Power of Rules (Cambridge: Cambridge
University Press, 1999) 207-210.
93.. MS McDougal and HD Lasswell 'The Identification and Appraisal of
Diverse Systems of Public Order' in RJ Beck, AC Arend and RD Vander
Lugt (eds) International Rules Approaches from International Law and
International Relations (New York: Oxford University Press, 1996) 122.
94. Respect being the most strongly emphasized; the other human dignity
values are power, enlightenment, wellbeing, wealth, skill, affection
and rectitude. See McDougal et al supra n 92, 85
95. See especially R Falk Revitalizing International Law (Ames: Iowa State University Press, 1989) 19-20.
96. According to Falk, the "Nuremberg Promise" is the "expectation that
in the future international relations would be carried on within the
limits set by the Nuremberg Judgment, or else the wrong doers, even
government officials not defeated in war, would be subject to some
effective procedures of legal challenge." Ibid, 222.
97. GH Fox and BR Roth (eds) Democratic Governance and International
Law (Cambridge: Cambridge University Press, 2000) 48, 50, 53-59.
98. GH Fox 'The Right to Political Participation in International Law' in GH Fox and BR Roth, Ibid 48, 50, 53-59.
99. W Michael Reisman 'Sovereignty and Human Rights in Contemporary
International Law' in Fox and Roth (eds) supra n 97, 243 250.
100. Cicero cited in FR Cowell Cicero and the Roman Republic (Harmondsworth: Penguin Books, 1964) 354.
101. H Grotius De Jure Belli Ac Pacis trans. W Kelsey, (Washington:
Carnegie, 1925) Book I, Prolegomena, Section 28, 20 and Section 46, 26;
Book I, Chapter III, Section 6, 54; Book II, Chapter XX, Section XL,
504.
102. Article 8 'The Polish Minorities Treaty', signed at Versailles,
June 28th, 1919, reprinted in P Thornberry International Law and the
Rights of Minorities (Oxford: Clarendon Press, 1991) 401.
103. RA Pascal, JL Babin and LW Corrington (eds.) The Collected Works
of Eric Voegelin Volume 27 The Nature of the Law and Related Legal
Writings (Baton Rouge: Louisiana State University Press, 1991) 43.
104. First inaugural address, 4 March 1861, quoted in E Knowles The
Oxford Dictionary of Quotations, 5th edition, (New York: Oxford
University Press, 1999) 468 (par 9). |
Reference this article as: Thomas, Melville A. "The Search for the Foundation of International Law". Outskirts: feminisms along the edge. 12 (2005). http://www.chloe.uwa.edu.au/outskirts/archive/volume12/thomas
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